BS
Brian E. Soistmann
STRATEGIC ADVISERS LLC
FOREST, VA
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CRD#: 2816687
BS
Professional summary
Brian Earl Soistmann, who also goes by Brian E Soistmann, Brian Earl Soistmann, Brian Soistmann, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Forest, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Midlothian, Virginia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian E Soistmann | Brian Earl Soistmann | Brian Soistmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-96290|OrgNmn:Liberty University|Org Addr:Lynchburg,Virginia,US|OBA Nature:adjunct online professor of bu|Invst Rel:N|Title:online instructor|Duties:online adjunct the majority of activities is grading and responding to student's emails|StrtDt:03-05-12|TotHrs/mon:20|TrdHrs/mon:0|OBA-96279|OrgNmn:Colorado Technical University|Org Addr:Colorado S,Colorado,US|OBA Nature:Colorado Technical Univesity i|Invst Rel:N|Title:online instructor|Duties:online adjunct the majority of activities is grading and responding to students�?? emails|StrtDt:01-17-23|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Brian Earl Soistmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 15521 Midlothian Tpke, Midlothian, VA 23113RIA
CRD#: 104555
FOREST, VA
Current
April 21, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 15521 Midlothian Tpke Suite 101, Midlothian, VA 23113BD
CRD#: 7784
MIDLOTHIAN, VA
Past
October 24, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MIDLOTHIAN, VA
Past
April 21, 2010 - April 25, 2011
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
MOORESTOWN, NJ
Past
April 14, 2010 - April 25, 2011
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
MOORESTOWN, NJ
Past
June 24, 2005 - April 9, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
EGG HARBOR TWP, NJ
Past
June 24, 2005 - April 9, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
EGG HARBOR TWP, NJ
Past
April 12, 2005 - June 24, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MARLTON, NJ
Past
March 17, 2004 - June 24, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
August 14, 2003 - March 18, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OCEAN CITY, NJ
Past
August 14, 2003 - March 18, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 12, 2002 - August 13, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NORTHFIELD, NJ
Past
July 21, 1999 - August 13, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 11, 1996 - July 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/13/2023)
RR
California(6/2/2023)
RR
Colorado(6/8/2023)
RR
Connecticut(6/5/2023)
RR
Florida(6/5/2023)
RR
Georgia(6/6/2023)
RR
Illinois(6/8/2023)
RR
Indiana(6/7/2023)
RR
Maryland(6/6/2023)
RR
Massachusetts(6/6/2023)
RR
Michigan(6/6/2023)
RR
Minnesota(6/6/2023)
RR
Mississippi(6/14/2024)
RR
New Jersey(6/5/2023)
RR
New York(6/3/2023)
RR
North Carolina(6/5/2023)
RR
Ohio(6/6/2023)
RR
Pennsylvania(6/5/2023)
RR
South Carolina(11/6/2023)
RR
Texas(5/19/2023)
IAR
Texas(3/31/2025)
RR
Virginia(5/19/2023)
IAR
Virginia(3/31/2025)
RR
Washington(6/2/2023)
RR
West Virginia(11/6/2023)
RR
Wisconsin(6/13/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/21/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
