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LL

Lynda Richeon Lee

AUGUSTAR DISTRIBUTORS
CINCINNATI, OH
·CRD# 2816149·29 years experience

Professional Summary

Lynda Richeon Lee, who also goes by Dung Cly, Lynda Cly, Dung Ly, Lynda Ly, is a registered financial advisor currently at AUGUSTAR DISTRIBUTORS, INC. located in Cincinnati, Ohio. Lynda is registered as a RR (Registered Representative) and started their career in finance in 1997. Lynda has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dung Cly, Lynda Cly, Dung Ly, Lynda Ly

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

AUGUSTAR DISTRIBUTORS, INC.·CRD# 41081
BD
One Financial Way, Cincinnati, OH 45242
November 26, 2025 - Present
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Woodland Hills, CA
February 22, 2001 - January 12, 2024
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
February 7, 1997 - September 29, 2000

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Current Firm

AD
AUGUSTAR DISTRIBUTORS, INC.

AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.

CRD#: 41081 / SEC#: 8-49296
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 237, Cincinnati, OH 45201-0371

Phone Number

(513) 797-3443

Established

Ohio since 01/17/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (42 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY—
COLLINS, MATTHEW JAMESCHIEF COMPLIANCE OFFICER5069278
JACK, CLIFFORD JAMESDIRECTOR1398005
SOCOL, MARC ALLANPRESIDENT & DIRECTOR2761094

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Kentucky
(11/26/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lynda Richeon Lee's CRS (Customer Relationship Summary).

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