Ahmed A. Gadelkareem
Professional summary
Ahmed Abdelmawla Gadelkareem was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ahmed is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Ahmed had worked at 19 firms, which includes NEWPORT COAST SECURITIES INC., BLACKBOOK CAPITAL LLC, JOHN THOMAS FINANCIAL, THINKEQUITY LLC, HALLMARK INVESTMENTS INC., ARJENT LTD., ALEXANDER WESCOTT & CO. INC., VANGUARD CAPITAL, FIRST LIBERTY INVESTMENT GROUP INC., BISHOP ROSEN & CO. INC., BRILL SECURITIES INC., LADENBURG THALMANN & CO. INC., STUART COLEMAN & CO. INC., BLUESTONE CAPITAL CORP., GKN SECURITIES CORP., JWGENESIS SECURITIES INC., FIRST CAMBRIDGE SECURITIES CORPORATION, CONTINENTAL BROKER-DEALER CORP., AMERICORP SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2014 - May 10, 2016
NEWPORT COAST SECURITIES, INC.
July 16, 2013 - April 21, 2014
BLACKBOOK CAPITAL, LLC
December 16, 2009 - June 18, 2013
JOHN THOMAS FINANCIAL
September 8, 2009 - November 10, 2009
THINKEQUITY LLC
March 9, 2007 - June 3, 2008
HALLMARK INVESTMENTS, INC.
October 5, 2001 - February 28, 2007
ARJENT LTD.
April 10, 2001 - November 2, 2001
ALEXANDER, WESCOTT, & CO., INC.
October 31, 2000 - March 30, 2001
VANGUARD CAPITAL
November 3, 1999 - December 22, 2000
FIRST LIBERTY INVESTMENT GROUP, INC.
June 24, 1999 - September 24, 1999
BISHOP, ROSEN & CO., INC.
May 18, 1999 - June 28, 1999
BRILL SECURITIES, INC.
April 23, 1999 - May 28, 1999
LADENBURG THALMANN & CO. INC.
January 15, 1999 - April 2, 1999
STUART, COLEMAN & CO., INC.
September 9, 1998 - January 14, 1999
BLUESTONE CAPITAL CORP.
June 20, 1997 - September 14, 1998
GKN SECURITIES CORP.
May 14, 1997 - May 27, 1997
JWGENESIS SECURITIES, INC.
April 8, 1997 - May 22, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
March 6, 1997 - April 30, 1997
CONTINENTAL BROKER-DEALER CORP.
January 3, 1997 - March 24, 1997
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
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