GB
Gene A. Brehm
SAXONY CAPITAL MANAGEMENT
San Antonio, TX 78209
Some features on this profile are disabled
CRD#: 2815437
GB
Professional summary
Gene Alvin Brehm is a registered financial advisor currently at SAXONY CAPITAL MANAGEMENT, LLC located in San Antonio, Texas and SAXONY SECURITIES, INC. located in San Antonio, Texas.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gene has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 KOBE ENTERPRISES LTD; REGISTERED AGENT, MEMBER; COMMISION COLLECTION; NON-INVESTMENT RELATED; 0 HRS\TRADING; STARTED: 10/5/10; SAN ANTOIO, TX; COMPANY COLLECTS COMMISSIONS ON THE SALES OF CHINA IMPORTED PRODUCTS 2 GILDART MANAGEMENT COMPANY, LLC; MANAGER; RENTAL REAL ESTATE; NI RELATED; 0 HRS\TRADING; STARTED: 01/01/2000; SA TX; GILDART MNGMT COMPANY LLC IS THE GEN PARTNER OF GILDART INVESTMENT COMPANY LTD. COMPANY INVESTS IN COMMERCIAL PROPERTIES IN SA AND LEASES THEM TO LOCAL BUSINESSES 3 303 W SUNSET LLC; PARTNER; OIL WELL; NI RELATED; 0 HRS/TRADING; STARTED: 9/1/10; SA TX; PERSONAL INVESTMENT 4 7809 BROADWAY LTD; PARTNER; RENTAL REAL ESTATE; NI RELATED; 0 HRS/TRADING; STARTED: 8/1/2000; SA TX; MANAGE RENTAL PROPERTIES 5 BREHM FAMILY PROPERTIES; OWNER; RENTAL REAL ESTATE; NI RELATED; 1 HR/NONTRADING; STARTED: 08/01/2000; SA TX; MANAGE RENTAL PROPERTIES 6 BREHM FARMS LLC; OWNER; CATTLE RANCH; NI RELATED; 110 HRS/NONTRADING; STARTED: 6/1/02; SA TX; CATTLE RANCH 7 COLOSSAL CATTLE CO; PARTNER; CATTLE TRADING; NI RELATED; 10 HRS/DURING NONTRADING; STARTED: 1/1/97; SA, TX; CATTLE TRADING 8 GENE A BREHM & CO LLP; PRESIDENT; BUSINESS MNGMT CONSULTING; NI RELATED; 5 HRS/NONTRADING; STARTED: 9/1/92; SA TX; BUSINESS MNGMT CONSULTING 9 GILDART INVESTMENTS; TREASURER; REAL ESTATE MNGMT; NI RELATED; 5 HRS/NONTRADING; STARTED: 9/1/2000; SA TX; REAL ESTATE 10 SILICON SPACE TECHNOLOGY; INVESTOR; COMPUTER PARTS; NI RELATED; 2 HRS/ NONTRADING; STARTED: 2/1/07; AUSTIN TX; COMPUTER PARTS 11 H20 TOTE; PRESIDENT; RETAIL SHOE STORE; NI RELATED; 2 HRS/NONTRADING; STARTED: 3/1/06; SA TX; RETAIL SHOES 12 414 PIONEER RD, LLC; MEMBER AND MANAGER; REAL ESTATE; NI RELATED; 0 HRS/TRADING; STARTED: 8/8/11; SEGUIN TX; COMMERCIAL REAL ESTATE HOLDING COMPANY 13 GENUINE GENETICS, LLC; MEMBER, MANAGER; CATTLE SERVICES; NI RELATED; 0 HRS/TRADING; STARTED: 2/8/13; SEGUIN TX; CATTLE SERVICES 14 FIRE STATION NO 6 LLC; MANAGER; RESTAURANT CHAIN; NI RELATED; 2 HRS/NONTRADING; STARTED: 3/20/15; SA TX 78209; MAKE FUNDS AVAILABLE AS CPA 15 FIRE STATION NO 2611 LLC; MEMBER MANAGER; RESTAURANT CHAIN; NI RELATED; 2 HRS/NONTRADING; STARTED: 1/25/17; MAKE FUNDS AVAILABLE AS CPA 16 FIRE STATION NO 2810 LLC; MEMBER MANAGER; RESTAURANT CHAIN; NI RELATED; 5 HRS/NONTRADING, 1 HR/TRADING; STARTED: 1/1/15; BROADWAY, SA TX 78209; PROVIDE CAPITAL AND FINANCIAL OVERSIGHT 17 VARIOUS INS COMPANIES; INVESTMENT RELATED; 7809 BROADWAY, SA, TX 78209; NON VAR INS SALES; INS AGENT; BEGAN 8/12; 1-2 HRS/MO; INS POLICY SALES 18 Valdiviezo Farm Services LLC., NI related, 6015 Broadway SA, TX 78209, Business Manager; Mngmnt Services, Officer, 2/1/19, 4 hrs/mo during non-trading hours, duties: paying bills & keep in compliance with payroll/income tax req's 19 Cool Breeze Pavillion, LLC; NI related; 8990 Hildebrandt Dr. SA, TX 7822; Event Venue; Owner; started 6/30/20; 0 hrs/trading per mo; Owns LLCs but daughter will oversee day-to-day operations. Advisor will have no active role in operations 20 Kreew LLC; NIR;9480 Hildebrandt Rd SA, TX 78222; rental property; member manager; 9/30/20; 1 hr/mo; 0 hrs/trading; property owner 21 KREEW Land & Cattle Company LLC; NI;7809 Broadway SA, TX; farm; manager; 3/31/21; 1/2 hrs/mo; 9/mo; all financial duties with owning 48 acres rural farmland 22 Brehm Havel and Company LLP, (being acquired by ABIP) NIR;7809 Broadway, SA TX 78209; Tax Prep/Accounting; Managing Partner; 1/1/92; 240hrs/mo;150 hrs/mo; tax prep and accounting services 23 KREEW INVESTMENT LLC, Real Estate investment company; NIR; 7809 Broadway, SA, TX 78209; Real estate investment co created to hold proceeds of a tax-free exchange and reinvest in qualified property; manager; 5/11/2021;1 hr/mo & during trading hrs; Participate in sale of real estate, reinvestment, and other real estate. 24. DL Kreew, LTD, NIR, 8990 Hildebrandt Rd, San Antonio, TX 78222, Real Estate Investments, Managing Partner, 6/30/22, 2hrs/month, 0 hrs during trading, Negotiating leases and paying the operating expenses
CRS (Client Relationship Summary) - RIA
Click below to view Gene Alvin Brehm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2025 - Present
SAXONY CAPITAL MANAGEMENT, LLC
Office #1: 7809 Broadway, San Antonio, TX 78209RIA
CRD#: 122692
San Antonio, TX
Current
February 5, 2018 - Present
SAXONY SECURITIES, INC.
Office #1: 7809 Broadway St, San Antonio, TX 78209BD
CRD#: 115547
San Antonio, TX
Past
February 21, 2018 - December 31, 2024
SAXONY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 122692
SAN ANTONIO, TX
Past
August 16, 2011 - February 5, 2018
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SAN ANTONIO, TX
Past
August 16, 2011 - February 5, 2018
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SAN ANTONIO, TX
Past
January 20, 2006 - August 24, 2011
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SAN ANTONIO, TX
Past
August 28, 2000 - August 24, 2011
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SAN ANTONIO, TX
Past
December 17, 1996 - September 6, 2000
THE CHAMPION GROUP, INC.
BD
CRD#: 23418
SHAVANO PARK, TX
Past
November 21, 1996 - January 9, 1997
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2018)
RR
Arizona(2/5/2018)
RR
Arkansas(2/5/2018)
RR
California(2/5/2018)
RR
Colorado(2/5/2018)
RR
Connecticut(7/19/2023)
RR
Florida(2/5/2018)
RR
Georgia(2/5/2018)
RR
Louisiana(2/5/2018)
RR
Massachusetts(3/21/2023)
RR
Nevada(2/5/2018)
RR
New York(2/5/2018)
RR
North Carolina(2/5/2018)
RR
Oklahoma(2/5/2018)
RR
Texas(2/5/2018)
IAR
Texas(1/2/2025)
RR
Washington(2/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11152 S Towne Square, Saint Louis, MO 63123
Mailing Address
Phone number
(314) 963-9336
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,307 |
| AUM (Assets Under Management) | $ 297,922,213 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
