Kari A. Maenhout

M HOLDINGS SECURITIES

Seattle, WA 98101

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CRD#: 2815352

Professional summary

Kari Ann Maenhout, who also goes by Kari Ann Baerg, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Seattle, Washington.

Kari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kari has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kari Ann Baerg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kari Ann Maenhout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2026 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 600 University Street Suite 2800, Seattle, WA 98101

RIA

CRD#: 43285

Seattle, WA

Past

June 25, 2024 - April 16, 2026

RUSSELL INVESTMENTS

RIA

CRD#: 105734

SEATTLE, WA

Past

September 22, 2020 - March 29, 2024

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

Seattle, WA

Past

April 20, 2017 - August 28, 2020

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

Seattle, WA

Past

November 22, 2011 - February 29, 2024

CADENCE WEALTH MANAGEMENT, LLC

RIA

CRD#: 158636

SEATTLE, WA

Past

November 1, 2002 - April 30, 2010

OSAGE INVESTMENTS, INC.

CRD#: 118539

SEATTLE, WA

Past

May 14, 1998 - November 13, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

February 10, 1998 - March 22, 2010

RA BENCH, INC

RIA

CRD#: 108011

SEATTLE, WA

Past

August 18, 1997 - April 28, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 1, 1997 - July 21, 1997

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M HOLDINGS SECURITIES, INC.

CRD#: 43285 / SEC#: 801-57304, 8-50214

RIA

Registered Investment Advisory firm - SEC (3/14/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/1996

General Securities Representative Examination

Current Firm

M HOLDINGS SECURITIES, INC.

CRD#: 43285 / SEC#: 801-57304, 8-50214

RIA

Registered Investment Advisory firm - SEC (3/14/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1125 N.w. Couch Street Suite 900, Portland, OR 97209

Mailing Address

P.o. Box 2207, Portland, OR 97208-2207

Phone number

(888) 520-6784

Established

Oregon since 03/21/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

1,442

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

M HOLDINGS SECURITIES, INC. FORM 2A ADV FIRM BROCHURE (12/17/2025)

WEALTHPURSUIT WRAP FEE PROGRAMS BROCHURE (10/2/2025)

Direct owners and executive officers

Name	Position	CRD#
M FINANCIAL HOLDINGS INCORPORATED	EQUITY OWNER
HANEY-JACKSON, LAURA ELIZABETH	VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER	4771801
LUDWIG, STEVEN CHARLES	CHIEF COMPLIANCE OFFICER	2440911
ROGERS, MARIA RENEE	PRINCIPAL FINANCIAL OFFICER	2442526
SCHOONMAKER, MICHAEL SKI	CHIEF EXECUTIVE OFFICER	2408456

Regulatory assets under management

Total Number of Accounts	8,234
AUM (Assets Under Management)	$ 4,078,516,284

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/10/2025	Cover Page	Report
11/13/2024	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kari A. Maenhout

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kari Ann Maenhout's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

RUSSELL INVESTMENTS

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

CADENCE WEALTH MANAGEMENT, LLC

OSAGE INVESTMENTS, INC.

NATHAN & LEWIS SECURITIES, INC.

RA BENCH, INC

FSC SECURITIES CORPORATION

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

M HOLDINGS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/1997

Series 63

Date: 1/10/1997

Series 7

Date: 12/27/1996

Current Firm

M HOLDINGS SECURITIES, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

M HOLDINGS SECURITIES, INC.

TRUST BUT VERIFY

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