Michael S. Yavner
Professional summary
Michael Scott Yavner is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Scott Yavner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2021 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601May 29, 2018 - July 8, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
November 17, 2015 - April 5, 2018
DEVELOPMENT CORPORATION FOR ISRAEL
February 1, 2013 - November 25, 2013
SAFRA SECURITIES LLC
January 18, 2011 - January 4, 2013
BNY MELLON SECURITIES CORPORATION
December 4, 2002 - May 20, 2010
VISION INVESTMENT SERVICES, INC.
November 27, 2002 - December 31, 2009
NORTHERN TRUST SECURITIES, INC.
November 26, 2002 - May 10, 2010
NORTHERN TRUST SECURITIES, INC.
January 18, 2000 - December 2, 2002
UBS FINANCIAL SERVICES INC.
January 18, 2000 - December 2, 2002
UBS FINANCIAL SERVICES INC.
November 20, 1996 - January 27, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2021)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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