Andres F. Tobon
Professional summary
Andres Felipe Tobon, who also goes by Andrew Tobin, is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Andres is registered as a RR (Registered Representative) and started their career in finance in 2002. Andres has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andres Felipe Tobon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2016 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701May 2, 2012 - February 10, 2016
PHX FINANCIAL, INC.
April 16, 2012 - April 20, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
January 11, 2012 - May 17, 2012
LEGEND MERCHANT GROUP, INC.
January 21, 2011 - January 19, 2012
EKN FINANCIAL SERVICES INC.
April 2, 2010 - November 16, 2010
LEGEND SECURITIES, INC.
September 15, 2009 - January 21, 2010
UNION FINANCIAL CORP.
June 10, 2009 - September 18, 2009
LEGEND SECURITIES, INC.
September 30, 2008 - March 19, 2009
NEWBRIDGE SECURITIES CORPORATION
January 11, 2007 - September 25, 2008
WINDSOR STREET CAPITAL, LP
November 21, 2006 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
April 4, 2006 - June 16, 2006
BASIC INVESTORS INC.
April 11, 2005 - February 7, 2006
WESTROCK ADVISORS, INC.
January 3, 2005 - April 7, 2005
J.P. TURNER & COMPANY, L.L.C.
September 17, 2003 - May 13, 2004
SALOMON GREY FINANCIAL CORPORATION
February 19, 2003 - May 8, 2003
DUPONT SECURITIES GROUP, INC.
October 6, 2002 - February 12, 2003
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2020)
(8/17/2017)
(1/24/2017)
(1/24/2017)
(8/17/2017)
(1/27/2017)
(1/25/2017)
(1/31/2017)
(1/29/2017)
(8/17/2017)
(10/3/2016)
(9/21/2016)
(1/24/2017)
(10/16/2017)
(1/30/2017)
Exams
FINRA
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
