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RB

Robert C. Blanchard

HAYWOOD SECURITIES (USA)
Vancouver, Bc, V6C 3L6
Some features on this profile are disabled
CRD#: 2814206
RB

Professional summary


Robert Craig Blanchard is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .

Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 38 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Craig Blanchard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 1997 - Present

HAYWOOD SECURITIES (USA) INC.

Office #1: 200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
BD
CRD#: 42072
Vancouver, Bc,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/9/1997)
RR
Connecticut
(9/13/1999)
RR
Florida
(5/11/1999)
RR
Illinois
(10/19/1999)
RR
Indiana
(11/22/2004)
RR
Iowa
(4/5/2002)
RR
Maine
(9/12/2002)
RR
Maryland
(6/23/1999)
RR
Massachusetts
(6/2/1999)
RR
Minnesota
(10/30/2007)
RR
New Hampshire
(10/28/2002)
RR
New Mexico
(2/8/2005)
RR
North Carolina
(5/20/1999)
RR
Ohio
(5/1/2002)
RR
Oklahoma
(6/28/1999)
RR
Oregon
(7/26/1999)
RR
Pennsylvania
(6/17/1999)
RR
Rhode Island
(2/24/2003)
RR
South Dakota
(10/31/2007)
RR
Texas
(6/22/1999)
RR
Washington
(11/13/1997)
RR
Wisconsin
(8/3/2000)

Exams


State Security Law Exam
RR
Series 63
Date: 1/9/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 38
Date: 12/4/1996
Canada Module of the General Securities Registered Representative (Without Options Questions)
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HS
HAYWOOD SECURITIES (USA) INC.
HAYWOOD (USA) SECURITIES INC. | HAYWOOD SECURITIES (USA) INC.

CRD#: 42072 / SEC#: , 8-49696

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Mailing Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Phone number
(604) 697-7400
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HAYWOOD SECURITIES INC.SHAREHOLDER
BANARES, BERNADETTE BAUTISTACHIEF FINANCIAL OFFICER6928911
BLANCHARD, ROBERT CRAIGPRESIDENT & CHIEF EXECUTIVE OFFICER2814206
THOMPSON, STANLEY BRUCEHEAD OF COMPLIANCE, CHIEF COMPLIANCE OFFICER4936225
VIRVILIS, PETERNON CONTROL DIRECTOR7991478

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAYWOOD SECURITIES (USA) INC.

CRD#: 42072Vancouver, Bc, V6C 3L6

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