Derek F. Van Vliet
Professional summary
Derek Fenn Van Vliet, who also goes by Derek Fenn Vanvliet, Derek Vanvliet, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Victor, New York.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1996. Derek has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Fenn Van Vliet's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 209 High Point Dr Ste 310, New York Life Insurance, Victor, NY 14564-1061October 5, 2023 - July 2, 2025
EQUITABLE ADVISORS, LLC
November 22, 2022 - July 2, 2025
EQUITABLE ADVISORS, LLC
December 9, 2004 - June 18, 2007
THE BANK STREET GROUP L.L.C.
May 26, 1998 - September 1, 1998
SALOMON BROTHERS INC.
May 26, 1998 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
November 27, 1996 - May 14, 1998
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2025)
(9/26/2025)
(8/26/2025)
(9/26/2025)
Exams
Series 7TO
Date: 11/22/2022
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Victor, NY 14564-1061TRUST BUT VERIFY
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