William H. Hellmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Herbert Hellmer, who also goes by William H Hellmer, William H Helmer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - May 30, 2014
XFA SECURITIES, LLC
September 30, 2013 - June 11, 2014
X-CHANGE FINANCIAL ACCESS, LLC
October 11, 2012 - August 30, 2013
MEB OPTIONS, LLC
May 24, 2012 - October 16, 2012
IMM EXECUTION SERVICES LLC
March 28, 2011 - May 2, 2012
MEB OPTIONS, LLC
May 1, 1998 - March 24, 2011
ABN AMRO CLEARING USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/6/2010
Limited Representative-Equity Trader ExamSeries 8
Date: 6/23/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
XFA SECURITIES, LLC
CRD#: 147909 / SEC#: , 8-67939
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
