Patrick J. Pisapia
Professional summary
Patrick James Pisapia, who also goes by Pat Pisapia, Patrick J Pisapia, is a registered financial professional currently at COMMERZ MARKETS LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick James Pisapia's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2025 - Present
COMMERZ MARKETS LLC
Office #1: 225 Liberty Street, New York, NY 10281December 13, 2018 - August 8, 2024
COMMONWEALTH AUSTRALIA SECURITIES LLC
November 17, 2015 - July 27, 2018
NOMURA SECURITIES INTERNATIONAL, INC.
May 3, 2006 - November 12, 2015
HSBC SECURITIES (USA) INC.
December 17, 2004 - April 3, 2006
COMMERZ MARKETS LLC
April 2, 1998 - May 13, 2004
MORGAN STANLEY & CO. LLC
May 30, 1997 - January 29, 1998
MORGAN STANLEY DW INC.
January 16, 1997 - May 9, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2025)
Exams
FINRA
Current Firm
COMMERZ MARKETS LLC
CRD#: 41957 / SEC#: , 8-49647
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERZBANK AG | SHAREHOLDER | |
| BARBELLA, JOSEPH | CHIEF COMPLIANCE OFFICER | 5058379 |
| DEFREN, JOHN CHARLES | CHIEF LEGAL OFFICER | 5917742 |
| GEREMIA, JOHN MICHAEL | PRESIDENT/MEMBER BOARD OF MANAGERS | 1794769 |
| HOLSTEN, ANDREAS FRITZ BRUNO | MEMBER BOARD OF MANAGERS | |
| HUBLEY, YOKO | CFO/FINOP | 4297053 |
| LI, SU-CHANG | PRINCIPAL OPERATIONS OFFICER/FINOP | 4990155 |
| LLOYD, KEITH ROSWELL | MEMBER BOARD OF MANAGERS | 2836268 |
| ROYAN, LEE-ANN | CHIEF OPERATING OFFICER | 4860551 |
| SOENNECKEN SCHMIDT, SILKE | MEMBER BOARD OF MANAGERS | |
| TONER, JOSEPH GREGORY | TREASURER | 4910635 |
Disclosures
| Regulatory Event | 9 |
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