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FIRM PROFILE
Overview
COMMERZ MARKETS LLC is located at 225 Liberty Street, New York, NY 10281 and was first established at New York, Delaware in 05/28/1996. After operating for 29 years, COMMERZ MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of COMMERZ MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. COMMERZ MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at COMMERZ MARKETS LLC are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access COMMERZ MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at COMMERZ MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for COMMERZ MARKETS LLC Comes From
Understanding the Statistics for COMMERZ MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
225 Liberty Street, New York, NY 10281
225 Liberty Street, New York, NY 10281
Small
(212) 266-7200
Delaware since 05/28/1996
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| COMMERZBANK AG | SHAREHOLDER | ||
| BARBELLA, JOSEPH | CHIEF COMPLIANCE OFFICER | 5058379 | |
| DEFREN, JOHN CHARLES | CHIEF LEGAL OFFICER | 5917742 | |
| GEREMIA, JOHN MICHAEL | PRESIDENT/MEMBER BOARD OF MANAGERS | 1794769 | |
| HOLSTEN, ANDREAS FRITZ BRUNO | MEMBER BOARD OF MANAGERS | ||
| HUBLEY, YOKO | CFO/FINOP | 4297053 | |
| LI, SU-CHANG | PRINCIPAL OPERATIONS OFFICER/FINOP | 4990155 | |
| LLOYD, KEITH ROSWELL | MEMBER BOARD OF MANAGERS | 2836268 | |
| ROYAN, LEE-ANN | CHIEF OPERATING OFFICER | 4860551 | |
| SOENNECKEN SCHMIDT, SILKE | MEMBER BOARD OF MANAGERS | ||
| TONER, JOSEPH GREGORY | TREASURER | 4910635 |
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Advisor's working at COMMERZ MARKETS LLC
Martin James Cooper
Andrew Peter Erskine
John Michael Geremia
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