RC
Roy S. Chereath
CETERA INVESTMENT ADVISERS LLC
MONROE, NJ
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CRD#: 2813522
RC
Professional summary
Roy Sebastian Chereath is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Monroe, New Jersey and CETERA WEALTH SERVICES, LLC located in North Brunswick, New Jersey.
Roy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Roy has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Chereath Management Associates 'NIR' 2 Jumping Brook Ct, Monroe NJ, 08831 Other; Other 1/1/2005 40hrs; 10hrs Online gifts sales (China Figurines etc) 2) Chereath Capital Management LLC 'NIR' 1670 Route 130, North Brunswick, NJ 08902 Tax Preparation/Accounting Tax Preparation/Accounting 10/1/2004 40hrs; 20hrs Tax Preparation 3) Domasys 'NIR' 2 Jumping Brook Ct. Monroe, NJ. 08831 Other Owner/Sole Proprietor 7/1/2007 40hrs; 10hrs Payroll IT consulting and Affiliate Marketing 4) Progressive Insurance 'NIR' 6300 Wilson Mills Road, Mayfield Village, OH 44143 Insurance Agent Insurance Sales Agent 9/1/2016 40hrs-0hrs Property and Casualty Insurance agent 5) Roy S Chereath CPA 'NIR' 1670 Route 130, North Brunswick, NJ, 08817, Tax Preparation/Accounting Tax Preparation/Accounting 1/1/2005 40hrs; 30hrs Accounting, Bookkeeping, Tax Preparation and Payroll 6) BRUNSWICK TAX CENTER POSITION: Tax preparer NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2022 ADDRESS: 9 Schalks Crossing Road, Suite 722, Plainsboro NJ 08536, United States DESCRIPTION: Tax preparer
CRS (Client Relationship Summary) - RIA
Click below to view Roy Sebastian Chereath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 1670 Route 130, North Brunswick, NJ 08902RIA
CRD#: 105644
MONROE, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1670 Route 130, North Brunswick, NJ 08902BD
CRD#: 13572
North Brunswick, NJ
Past
April 12, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
North Brunswick, NJ
Past
December 11, 2015 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
North Brunswick, NJ
Past
May 27, 2004 - October 26, 2015
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NORTH BRUNSWICK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
