Daniel J. Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Jay Morrison was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 10 firms and has passed the Series 63, Series 65, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2010 - May 16, 2012
GLOBAL HUNTER SECURITIES, LLC
February 7, 2008 - December 31, 2011
ESTACADO CAPITAL PARTNERS, LP
April 6, 2005 - September 25, 2007
BLEY INVESTMENT GROUP, INC.
October 31, 2003 - December 31, 2003
PESCADOR CAPITAL PARTNERS, LP
October 25, 2000 - April 8, 2005
WFG INVESTMENTS, INC.
April 17, 1998 - July 6, 2000
J.C. BRADFORD & CO.
March 2, 1998 - April 27, 1998
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
September 20, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
November 25, 1996 - July 9, 1997
HOAK BREEDLOVE WESNESKI & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL HUNTER SECURITIES, LLC
CRD#: 123003 / SEC#: , 8-65552
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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