Brian D. Siano

KESTRA ADVISORY SERVICES

Hoboken, NJ

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CRD#: 2813361

Professional summary

Brian David Siano is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Hoboken, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in New York, New York.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NFP CORPORATE SERVICES (NY) POSITION: business development NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 119 START DATE: 06/01/2014 ADDRESS: 200 Park, Suite 3202, New York NY 10166, United States DESCRIPTION: sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Siano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2016 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 200 Park Ave Ste 3202, New York, NY 10166

RIA

CRD#: 283330

Hoboken, NJ

Current

June 10, 2014 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 200 Park Ave Ste 3202, New York, NY 10166

CRD#: 42046

NEW YORK, NY

Past

June 13, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Secaucus, NJ

Past

August 7, 2012 - June 9, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Past

January 18, 2012 - July 11, 2012

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

WHITE PLAINS, NY

Past

April 16, 2010 - July 11, 2012

THE INVESTMENT CENTER, INC.

CRD#: 17839

WHITE PLAINS, NY

Past

September 9, 2009 - April 22, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

GREENWICH, CT

Past

February 29, 2008 - September 21, 2009

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

SIMSBURY, CT

Past

October 23, 2006 - February 29, 2008

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

June 2, 2003 - October 17, 2006

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

March 14, 2001 - April 22, 2003

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

December 24, 1996 - January 18, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 24, 1996 - January 18, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/10/2014)

Colorado
(1/27/2021)

Connecticut
(6/10/2014)

Florida
(11/22/2017)

Georgia
(7/18/2024)

Illinois
(6/10/2014)

Iowa
(8/8/2023)

Maryland
(1/2/2018)

Massachusetts
(7/14/2017)

Michigan
(8/2/2017)

Minnesota
(4/6/2021)

Missouri
(10/15/2014)

Nevada
(10/6/2017)

New Jersey
(6/10/2014)

IAR

New Jersey
(4/20/2016)

New York
(6/10/2014)

IAR

New York
(6/7/2021)

North Dakota
(7/13/2017)

Ohio
(7/31/2017)

Pennsylvania
(6/8/2022)

Rhode Island
(2/20/2023)

Tennessee
(1/11/2024)

Texas
(10/17/2022)

IAR

Texas
(10/17/2022)

Washington
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Siano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Siano's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MML INVESTORS SERVICES, LLC

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

EQUITABLE ADVISORS, LLC

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

MFS FUND DISTRIBUTORS, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2011

Series 63

Date: 2/18/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/23/1996

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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