JM
James J. Mcginty
FORTIS CAPITAL ADVISORS
St. Petersburg, FL
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CRD#: 2813265
JM
Professional summary
James Joseph Mcginty, who also goes by Jim Mcginty, is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in St. Petersburg, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Mcginty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Compass Wealth Solutions, LLC, investment related, residential address, DBA for investment advisory business, member, 150 hours per month during trading hours, start 12/2024. 2) The Squires Club, Inc., non-investment related, PO Box 4128, St. Petersburg, FL 33731, men's social club, start 01/2022, treasurer, 1 hour per month outside of trading hours. 3) The Crossings Office Park, Inc., investment related, 28473 US Highway North Suite 600 Clearwater, Florida 33761, investment real estate, start 02/2024, secretary, 1 hour per month outside of trading hours. 4) JJM Wealth Solutions, LLC, investment-related, St. Petersburg, FL, holding entity for ownership in Quantimental Strategies Group, LLC, start 11/2024, manager, 150 hours per month during trading hours. 5) Quantimental Strategies Group, LLC, investment related, St. Petersburg, FL, holding entity for ownership in Compass Wealth Solutions, LLC, start 11/2024, manager, 150 hours per month during trading hours. 6) 634 North, LLC, investment related, residential address, Investment real estate, start 07/2022, manager and member, 1 hour per month outside of trading hours. 7) KTR 3332 LLC, investment related, residential address, Residential investment real estate, start 02/2018, manager and member, 1 hour per month outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Mcginty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2025 - Present
FORTIS CAPITAL ADVISORS, LLC
RIA
CRD#: 309709
St. Petersburg, FL
Past
December 15, 2022 - January 10, 2025
CORIENT
RIA
CRD#: 319448
ST. PETERSBURG, FL
Past
December 13, 2016 - March 31, 2023
CI DOYLE PRIVATE WEALTH, LLC
RIA
CRD#: 134503
ST. PETERSBURG, FL
Past
July 30, 2013 - September 21, 2016
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
TAMPA, FL
Past
July 29, 2013 - September 21, 2016
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
TAMPA, FL
Past
February 17, 2012 - August 8, 2013
HANCOCK WHITNEY INVESTMENT SERVICES INC.
RIA
CRD#: 40637
ST. PETERSBURG, FL
Past
February 14, 2012 - August 8, 2013
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
ST. PETERSBURG, FL
Past
September 20, 2011 - February 13, 2012
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
ST. PETERSBURG, FL
Past
September 8, 2011 - February 13, 2012
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. PETERSBURG, FL
Past
February 11, 2010 - June 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. PETERSBURG, FL
Past
October 1, 2000 - May 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. PETERSBURG, FL
Past
October 1, 2000 - June 29, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. PETERSBURG, FL
Past
June 26, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
October 13, 1998 - July 7, 2000
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
December 9, 1996 - October 19, 1998
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
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Contact information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208
Mailing Address
Phone number
(913) 222-8862
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 1,212,196,068 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
