Daniel Scott Sakol
Professional Summary
Daniel Scott Sakol, who also goes by Daniel Scott Rochlin Mr., is a registered financial advisor currently at SOGOTRADE, INC. located in Des Peres, Missouri and THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 22 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 52TO, SIE, Series 7, Series 27, Series 53,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Scott Rochlin Mr.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
QUINBROOK CAPITAL PARTNERS LLC
Contact Information
Main Address
75 Rockefeller Plaza Suite 18a, New York, NY 10019Mailing Address
75 Rockefeller Plaza Suite 18a, New York, NY 10019Phone Number
+1 (646) 410-2850Established
Delaware since 02/25/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/28/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jul 2026About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Scott Sakol's CRS (Customer Relationship Summary).
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