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Neil Clifford Folger

CFA
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT
WASHINGTON, DC
·CRD# 2813165·30 years experience

Professional Summary

Neil Clifford Folger, CFA is a registered financial advisor currently at FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. located in Washington, District Of Columbia and FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located in Washington, District Of Columbia. Neil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Neil has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFA
Chartered Financial Analyst

Years of Experience

30 years in the financial services industry

Current & Past Employments

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.·CRD# 140444
RIA
910 15th Sreet Nw, Washington, DC 20005
May 2, 2006 - Present
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED·CRD# 319
RIA
BD
1. 725 15th Street N.w. 2nd Floor, Suite 200, Washington, DC 20005-21092. 725 15th Street Nw, Washington, DC 20005-2109
January 14, 1997 - Present
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED·CRD# 319
RIA
Washington, DC
January 1, 1998 - May 3, 2006

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Current Firm

FN
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

CRD#: 140444 / SEC#: 801-13545
RIA
Registered Investment Advisory firm - SEC (12/12/1977 Approved)

Contact Information

Main Address

725 15th Street N.w., Washington, DC 20005

Phone Number

(202) 626-5220

# of Employees

9

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. BROCHURE APRIL 2, 2026 (4/2/2026)

Regulatory Assets Under Management

Total Number of Accounts

488

AUM (Assets Under Management)

$1,212,124,375

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NEIL FOLGER IS A DIRECTOR, EXECUTIVE VICE PRESIDENT AND SECRETARY OF FOLGER NOLAN FLEMING DOUGLAS INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C.20005. HIS STARTING DATE IS 10/22/2012, AND SPENDS APPROXIMATELY 2 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 2 HOURS ARE DURING TRADING HOURS.NEIL FOLGER IS A SENIOR VICE PRESIDENT AND AN INVESTMENT ADVISER OF FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C. HIS STARTING DATE IS 01/31/2006, AND SPENDS APPROXIMATELY 160 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 120 HOURS ARE DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF SECURITIES RESEARCH AND INVESTMENT MANAGEMENT. NEIL IS ALSO VICE-PRESIDENT OF 725 15TH STREET CORPORATION, LOCATED AT 725 15TH STREET, WASHINGTON D.C. 20005. BUSINESS IS A FAMILY REAL ESTATE BUSINESS AND IS NOT INVESTMENT RELATED. START DATE OF BUSINESS RELATIONSHIP IS 07/01/2011. TIME COMMITMENT IS APPROXIMATELY 2 HOURS PER MONTH, OF WHICH APPROXIMATELY 2 HOURS ARE DURING TRADING HOURS. DUTIES INCLUDE FINANCIAL AND MANAGEMENT OVERSIGHT OF FAMILY REAL ESTATE BUSINESS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FN
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

CRD#: 140444 / SEC#: 801-13545
RIA
Registered Investment Advisory firm - SEC (12/12/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
District of Columbia
(1/21/1997)
IAR
District of Columbia
(5/3/2006)
RR
Maryland
(1/14/1997)
IAR
Maryland
(5/2/2006)
RR
Virginia
(1/15/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2005About the Series 24 exam
FINRA
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Neil Clifford Folger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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NF
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