Qian Wang

JW GOLDEN GATE INVESTMENT

FREMONT, CA

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CRD#: 2813118

Professional summary

Qian Wang, who also goes by Jane Wang, Qian Wang, is a registered financial advisor currently at JW GOLDEN GATE INVESTMENT, LLC located in Fremont, California and LPL FINANCIAL LLC located in San Jose, California.

Qian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Qian has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jane Wang | Qian Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/06/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-software programmer - software programmer - Start Date 02/01/2018 - 40 Hours Per Month/0 During Securities Trading. 2. 4/30/2020 - JW Golden Gate Investment, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/09/2020 - 40 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through JW GOLDEN GATE INVESTMENT, LLC, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/13/2021 - No Business Name - Not Investment Related - Palo Alto, CA - Outside/W-2 Employment - Start Date: 1/18/2021 - 80 Hours Per Month/1 Hour During Securities Trading - Personal Assistant. 4. 11/09/2023 - HEALTH ASSISTANT - Other - IHSS - Not Investment Related - San Francisco, CA - Start Date 10/15/2023 - 40 Hours Per Month/ 0 Hours During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Qian Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2020 - Present

JW GOLDEN GATE INVESTMENT, LLC

RIA

CRD#: 307330

FREMONT, CA

Current

June 1, 2007 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN JOSE, CA

Past

June 1, 2007 - October 8, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN JOSE, CA

Past

October 20, 2004 - June 1, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

FREMONT, CA

Past

October 20, 2004 - June 1, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

FREMONT, CA

Past

June 2, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

SAN JOSE, CA

Past

June 2, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

June 18, 2001 - April 1, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CUPERTINO, CA

Past

June 8, 2001 - April 1, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 10, 1997 - June 4, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 15, 1997 - April 25, 1997

GLOBAL STRATEGIES GROUP, INC.

CRD#: 27414

NEW YORK, NY

Past

October 24, 1996 - February 13, 1997

THE HERITAGE GROUP, INC.

CRD#: 24906

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/1/2007)

IAR

California
(4/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/24/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

JW GOLDEN GATE INVESTMENT, LLC

CRD#: 307330 / SEC#:

California

Registered Investment Advisory firm - (4/14/2020 Approved)

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Contact information

Main Address

Fremont, CA

Mailing Address

Phone number

(408) 321-8702

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 7,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Qian Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Qian Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

GLOBAL STRATEGIES GROUP, INC.

THE HERITAGE GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/1997

Series 63

Date: 10/28/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/23/1996

Series 24

Date: 8/24/2007

FINRA

Current Firm

JW GOLDEN GATE INVESTMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JW GOLDEN GATE INVESTMENT, LLC

TRUST BUT VERIFY

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