Joseph P. Lanzisera
Professional summary
Joseph Patrick Lanzisera, who also goes by Joseph Patrick Lanzisera, is a registered financial professional currently at CASTLEOAK SECURITIES, LP located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Patrick Lanzisera's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2023 - Present
CASTLEOAK SECURITIES, LP
Office #1: 200 Vesey Street Fl 04, New York, NY 10281February 21, 2023 - July 20, 2023
ASHTON THOMAS SECURITIES, LLC
March 1, 2021 - October 14, 2021
SEAPORT GLOBAL SECURITIES LLC
February 16, 2021 - March 3, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
November 19, 2009 - January 4, 2021
BGC FINANCIAL, L.P.
January 3, 2007 - December 10, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
August 31, 1999 - March 19, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
July 1, 1998 - July 30, 1999
COWEN AND COMPANY
December 24, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2023)
Exams
FINRA
Current Firm
CASTLEOAK SECURITIES, LP
CRD#: 125334 / SEC#: , 8-65786
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES, DAVID RODERICK | CHIEF EXECUTIVE OFFICER | 2389684 |
| CASTLEOAK MANAGEMENT, LLC | GENERAL PARTNER | |
| GOMEZ, LUIS J | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4974439 |
| IPPOLITO, PHILIP | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1072137 |
| SKINNER, JEFFREY THOMAS | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4078336 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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