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Chris Kohrmann

APW CAPITAL
BEAVER, PA
·CRD# 2812705·25 years registered

Professional Summary

Chris Kohrmann, who also goes by Chris Anthony Kohrmann, is a registered financial advisor currently at APW CAPITAL, INC. located in Beaver, Pennsylvania. Chris is registered as a RR (Registered Representative) and started their career in finance in 2001. Chris has worked at 11 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Anthony Kohrmann

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

APW CAPITAL, INC.Current·CRD# 43814
BD
1221 Third Street, Beaver, PA 15009
August 22, 2025 - Present

Past

CITIZENS SECURITIES, INC.Past·CRD# 39550
RIA
Pittsburgh, PA
October 28, 2020 - February 1, 2023
CITIZENS SECURITIES, INC.Past·CRD# 39550
BD
Pittsburgh, PA
October 28, 2020 - February 1, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORSPast·CRD# 288590
RIA
Boston, MA
July 13, 2018 - July 13, 2020
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Cranberry Township, PA
September 12, 2013 - July 10, 2020
STRATEGIC ADVISERS LLCPast·CRD# 104555
RIA
Pittsburgh, PA
October 4, 2013 - July 13, 2018
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Charlotte, NC
September 17, 2010 - May 10, 2013
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Charlotte, NC
September 17, 2010 - May 10, 2013
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Charlotte, NC
December 5, 2006 - April 6, 2010
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
December 5, 2006 - April 6, 2010
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLCPast·CRD# 15654
BD
New York, NY
December 14, 2005 - October 2, 2006
FRANKLIN DISTRIBUTORS, LLCPast·CRD# 109064
BD
Stamford, CT
December 1, 2005 - December 8, 2005
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
RIA
Stamford, CT
November 12, 2004 - December 7, 2005
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
November 10, 2004 - December 1, 2005
PGIM INVESTMENTS LLCPast·CRD# 105670
RIA
Newark, NJ
May 6, 2004 - October 25, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCPast·CRD# 18353
BD
Newark, NJ
April 6, 2001 - October 25, 2004

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Current Firm

AC
APW CAPITAL, INC.

APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: 8-50433
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

999 Riverview Drive, Suite 201, Totowa, NJ 07512

Mailing Address

999 Riverview Drive, Suite 201, Totowa, NJ 07512

Phone Number

(973) 394-0404

Established

New Jersey since 07/03/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER—

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Pennsylvania
(5/11/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2026About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Aug 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2011About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 2010About the Series 9 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Chris Kohrmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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