Colleen S. Risinger
Professional summary
Colleen Sullivan Risinger, who also goes by Colleen Hay Sullivan, Colleen Sullivan, is a registered financial professional currently at TJM INVESTMENTS, LLC located in Chicago, Illinois.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 2005. Colleen has worked at 3 firms and has passed the Series 99TO, SIE, Series 3 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Sullivan Risinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2002 - Present
TJM INVESTMENTS, LLC
Office #1: 318 W. Adams 9th Floor, Chicago, IL 60606April 1, 2013 - July 26, 2013
MND PARTNERS, INC.
January 13, 2005 - January 4, 2010
TJM PROPRIETARY TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
New York Stock Exchange
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
| WARD, BARRY DANIEL | MANAGING DIRECTOR | 1584523 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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