James D. Netherland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James David Netherland was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 1999 - October 9, 2012
NETHERLAND SECURITIES, INC.
January 13, 1997 - September 13, 1997
MORGAN STANLEY DW INC.
December 18, 1996 - January 8, 1997
PRIVATE BROKERS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
NETHERLAND SECURITIES, INC.
CRD#: 42629 / SEC#: , 8-49913
Contact information
Red Flags
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