David Lewis
Professional summary
David Lewis, who also goes by David Jeremy Lewis, David Lewis, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Darien, Connecticut.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
CANTOR FITZGERALD & CO.
Office #1: 6 Thorndal Circle Floor 2, Darien, CT 06820December 4, 2019 - April 30, 2026
BTIG, LLC
August 3, 2017 - September 16, 2019
DEUTSCHE BANK SECURITIES INC.
April 10, 2014 - June 26, 2017
J.P. MORGAN SECURITIES LLC
September 11, 2009 - June 26, 2013
CITIGROUP GLOBAL MARKETS INC.
October 1, 2008 - August 24, 2009
J.P. MORGAN SECURITIES LLC
July 17, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 9, 2007 - May 3, 2007
FIRST NEW YORK SECURITIES L.L.C.
September 26, 1997 - April 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/7/2000
Limited Representative-Equity Trader Exam24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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