Marc Scudillo
CFP®Professional Summary
Marc Scudillo, CFP®, who also goes by Marc L Scudillo, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Fort Meyers, Florida and DAI SECURITIES, LLC located in Iselin, New Jersey. Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Marc has worked at 9 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marc L Scudillo
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
Credentials
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
Current Firm
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
Contact Information
Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117Phone Number
(410) 363-7211# of Employees
82SEC notice filing (37 States and Territories)
Registered to provide investment advisory services in 37 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
7,473AUM (Assets Under Management)
$5,038,680,517Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
State Registrations and Notice Filings
(5/1/2023)
(5/1/2023)
(10/6/2023)
(5/10/2023)
(3/1/2024)
(1/23/2024)
(6/14/2023)
(5/1/2023)
(5/1/2023)
(5/10/2023)
(2/20/2024)
(5/1/2023)
(5/17/2023)
(5/15/2023)
(5/1/2023)
(5/15/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed May 2023About the Series 82TO examSRO Registrations
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Marc Scudillo's CRS (Customer Relationship Summary).
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PARK AVENUE SECURITIES LLC