Sherry L. Hughes
Professional summary
Sherry Lynne Hughes, who also goes by Sherry Lynne Myers, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Sherry is registered as a RR (Registered Representative) and started their career in finance in 2001. Sherry has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sherry Lynne Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2014 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 605 Third Avenue 43rd Floor, New York, NY 10158October 4, 2013 - December 13, 2013
ADVISORS ASSET MANAGEMENT, INC.
June 4, 2013 - December 13, 2013
ADVISORS ASSET MANAGEMENT, INC.
December 8, 2010 - May 28, 2013
SIP NORDIC AMERICA LLC
June 24, 2009 - November 24, 2010
FORESIDE FUND SERVICES, LLC
March 5, 2008 - February 24, 2009
FIRST TRUST PORTFOLIOS L.P.
August 4, 2006 - March 6, 2008
GUGGENHEIM INVESTMENTS
July 18, 2006 - March 6, 2008
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
February 21, 2006 - April 24, 2006
CITIGROUP GLOBAL MARKETS INC.
April 24, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2014)
(8/14/2014)
(12/1/2020)
(8/14/2014)
(1/12/2016)
(8/14/2014)
(8/14/2014)
(1/2/2020)
(8/14/2014)
(8/14/2014)
(8/14/2014)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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