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MR

Mark Sturgis Ribeiro

CRD# 2810967·Registered 1997 - 2012
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Sturgis Ribeiro, who also goes by Mark Ribeiro, Mark Sturgis Ribeirodesa, Mark Ribeirodesa, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1997 - 2012. Mark had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Ribeiro, Mark Sturgis Ribeirodesa, Mark Ribeirodesa

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

AGC PARTNERS·CRD# 125958
BD
Boston, MA
January 26, 2012 - May 10, 2012
MACQUARIE CAPITAL (USA) INC.·CRD# 36368
BD
New York, NY
February 24, 2010 - April 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 3, 2005 - June 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 12, 2004 - August 25, 2004
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 27, 2000 - August 20, 2002
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 15, 1999 - February 14, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 8, 1997 - January 26, 1999

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Current Firm

AP
AGC PARTNERS

AGC PARTNERS | AMERICA'S GROWTH CAPTIAL, LLC | AMERICA'S GROWTH CAPITAL, LLC

CRD#: 125958 / SEC#: 8-65839
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

99 High Street Floor 22, Boston, MA 02110

Mailing Address

99 High Street Floor 22, Boston, MA 02110

Phone Number

(617) 261-4100

Established

Delaware since 01/08/2003

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICA'S GROWTH CAPITAL HOLDINGS LLCOWNER—
GUIDO, JONATHAN DAVIDINVESTMENT BANKING, PARTNER4285417
HOWE, MATTHEW BENJAMINCEO, FINOP, FOUNDING PARTNER, CCO1763872
KUSSMAUL, MARIA LEWISPRINCIPAL2845618

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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