Daniel W. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel William Wilson, CFP® was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
April 3, 2025 - September 26, 2025
ANNEX WEALTH MANAGEMENT, LLC
March 23, 2022 - March 11, 2025
JOHNSON WEALTH INC.
February 16, 2021 - March 14, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 15, 2021 - March 14, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 1, 2009 - June 2, 2010
CAPITAL FINANCIAL SERVICES, INC.
August 21, 2009 - March 10, 2021
MIDLAND FINANCIAL ADVISORS, INC.
February 15, 2008 - September 15, 2009
VOYAGER CAPITAL MANAGEMENT, LLC
September 27, 2006 - February 21, 2008
J.P. MORGAN SECURITIES INC.
July 1, 2006 - February 21, 2008
J.P. MORGAN SECURITIES INC.
February 14, 2002 - September 27, 2006
BANC ONE SECURITIES CORPORATION
September 21, 1998 - July 1, 2006
BANC ONE SECURITIES CORPORATION
December 16, 1996 - September 17, 1998
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987 / SEC#: 801-63505
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987 / SEC#: 801-63505
Contact information
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19,997 |
| AUM (Assets Under Management) | $ 6,945,737,689 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 05/22/2024 | ||
| 12/18/2023 | ||
| 03/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
