Eduard Schwarz
Professional summary
Eduard Schwarz, who also goes by Edward Schwarz, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Eduard is registered as a RR (Registered Representative) and started their career in finance in 1996. Eduard has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eduard Schwarz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 29, 2009 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
May 24, 2005 - December 8, 2008
VOYA FINANCIAL ADVISORS, INC.
September 12, 2002 - April 13, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 15, 1998 - September 5, 2002
LEGACY FINANCIAL SERVICES, INC.
September 5, 1997 - January 30, 1998
IAC SECURITIES, INC.
November 5, 1996 - September 8, 1997
MARINER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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