Arthur D. Osman
Professional summary
Arthur David Osman, who also goes by Art Osman, is a registered financial professional currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1996. Arthur has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur David Osman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2026 - Present
TAPP ENGINE SECURITIES
Office #1: 1400 Hancock St. 6th Floor, Quincy, MA 02169November 4, 2019 - December 12, 2019
ALLEN & COMPANY OF FLORIDA, LLC
April 24, 2012 - July 30, 2021
LPL FINANCIAL LLC
July 8, 1997 - April 24, 2012
UVEST FINANCIAL SERVICES GROUP, INC.
November 1, 1996 - July 7, 1997
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/27/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 3/27/2024
Operations Professional ExaminationFINRA
Current Firm
TAPP ENGINE SECURITIES
CRD#: 314806 / SEC#: , 8-70723
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Company Information
TAPP ENGINE SECURITIES
CRD#: 314806Quincy, MA 02169TRUST BUT VERIFY
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