Arthur David Osman
Professional Summary
Arthur David Osman, who also goes by Art Osman, is a registered financial advisor currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts. Arthur is registered as a RR (Registered Representative) and started their career in finance in 1996. Arthur has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Art Osman
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC
Contact Information
Main Address
1400 Hancock St. 6th Floor, Quincy, MA 02169Mailing Address
1400 Hancock St. 6th Floor, Quincy, MA 02169Phone Number
(617) 221-6545Established
Delaware since 06/17/2020Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2024About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Arthur David Osman's CRS (Customer Relationship Summary).
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