Mark A Ballenger Ii
Professional Summary
Mark A Ballenger II, who also goes by Mark Albert Ballenger II, is a registered financial advisor currently at CERTIFIED PLANNING SERVICES, LLC located in Ponte Vedra Beach, Florida. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Albert Ballenger Ii
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CERTIFIED PLANNING SERVICES, LLC
Contact Information
Main Address
822 N A1a Highway Suite 310, Ponte Vedra Beach, FL 32082Mailing Address
822 N A1a Highway Suite 310, Ponte Vedra Beach, FL 32082Phone Number
(303) 642-6178# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
37AUM (Assets Under Management)
$28,086,333Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1998About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2008About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark A Ballenger II's CRS (Customer Relationship Summary).
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