Waldemar L. Sender

CLARENDON INSURANCE AGENCY

Waltham, MA 02451

Some features on this profile are disabled

CRD#: 2808267

Professional summary

Waldemar L Sender, who also goes by Waldemar Leszek Sender, is a registered financial professional currently at CLARENDON INSURANCE AGENCY, INC. located in Waltham, Massachusetts.

Waldemar is registered as a RR (Registered Representative) and started their career in finance in 1998. Waldemar has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Waldemar Leszek Sender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Waldemar L Sender's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2018 - Present

CLARENDON INSURANCE AGENCY, INC.

Office #1: 230 3rd Ave 6th Floor, Waltham, MA 02451

CRD#: 7395

Waltham, MA

Past

June 5, 2018 - September 14, 2018

SANTANDER SECURITIES LLC

CRD#: 41791

SUDBURY, MA

Past

January 19, 2018 - March 27, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

RESTON, VA

Past

June 16, 2017 - December 21, 2017

NI ADVISORS

RIA

CRD#: 134502

Bellingham, MA

Past

June 7, 2017 - December 21, 2017

NI ADVISORS

CRD#: 134502

MILPITAS, CA

Past

October 29, 2007 - August 17, 2015

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

July 27, 1998 - October 16, 2007

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/30/2019)

Alaska
(3/30/2019)

Arizona
(3/30/2019)

Arkansas
(7/15/2019)

California
(3/30/2019)

Colorado
(3/30/2019)

Connecticut
(3/30/2019)

Delaware
(5/6/2019)

District of Columbia
(5/13/2019)

Georgia
(8/23/2019)

Hawaii
(5/3/2019)

Idaho
(3/30/2019)

Illinois
(3/30/2019)

Indiana
(3/30/2019)

Iowa
(9/17/2018)

Kansas
(4/12/2019)

Kentucky
(3/30/2019)

Louisiana
(3/30/2019)

Maine
(6/21/2019)

Maryland
(3/30/2019)

Massachusetts
(9/17/2018)

Michigan
(3/30/2019)

Minnesota
(9/17/2018)

Mississippi
(3/30/2019)

Missouri
(4/10/2019)

Montana
(9/17/2018)

Nebraska
(3/30/2019)

Nevada
(9/17/2018)

New Mexico
(4/12/2019)

New York
(9/17/2018)

North Carolina
(3/30/2019)

North Dakota
(9/17/2018)

Ohio
(4/1/2019)

Oklahoma
(3/30/2019)

Oregon
(9/17/2018)

Pennsylvania
(3/30/2019)

Rhode Island
(3/30/2019)

South Carolina
(4/17/2019)

South Dakota
(3/30/2019)

Tennessee
(3/30/2019)

Texas
(3/30/2019)

Utah
(9/17/2018)

Vermont
(4/2/2019)

Virginia
(3/30/2019)

Washington
(5/14/2019)

West Virginia
(4/9/2019)

Wisconsin
(3/30/2019)

Exams

State Security Law Exam

Series 63

Date: 8/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/22/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/21/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CLARENDON INSURANCE AGENCY, INC.

CLARENDON INSURANCE AGENCY, INC. | GEORGE E. MADEN | EMAC TRADING LLC

CRD#: 7395 / SEC#: , 8-21590

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

230 3rd Ave 6th Floor, Waltham, MA 02451

Mailing Address

230 3rd Ave 6th Floor, Waltham, MA 02451

Phone number

(781) 790-8600

Established

Massachusetts since 03/04/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DELAWARE LIFE INSURANCE COMPANY	SOLE SHAREHOLDER
BLOOM, MICHAEL SCOTT	DIRECTOR & SECRETARY	5200070
CAREY, ELIZABETH	CHIEF COMPLIANCE OFFICER	4889080
JOSEPH, JAMES	FINANCIAL AND OPERATIONS PRINCIPAL	6576566
LAKE, COLIN C	PRESIDENT AND DIRECTOR	2717313
WANG, FANG LINDA	DIRECTOR	7675208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Waldemar L. Sender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Waldemar L Sender's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

NI ADVISORS

NI ADVISORS

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2005

Series 6

Date: 7/22/1998

Series 24

Date: 9/19/2005

Series 26

Date: 11/21/2001

FINRA

Current Firm

CLARENDON INSURANCE AGENCY, INC.

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CLARENDON INSURANCE AGENCY, INC.

TRUST BUT VERIFY

Similar Advisors