Derrick Cusick
Professional summary
Derrick Cusick, who also goes by Derrick Charles Cusick, is a registered financial professional currently at AUTOMATED EQUITY FINANCE MARKETS, INC. located in New York, New York and EQUILEND located in New York, New York.
Derrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Derrick has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derrick Cusick's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2021 - Present
AUTOMATED EQUITY FINANCE MARKETS, INC.
Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Office #2: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281January 20, 2021 - Present
EQUILEND
Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Office #2: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281March 18, 2019 - October 15, 2019
BOFA SECURITIES, INC.
May 1, 2009 - October 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 2008 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
August 27, 2008 - October 14, 2008
BNP PARIBAS PRIME BROKERAGE, INC.
June 15, 2005 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
November 3, 2000 - June 28, 2005
BARCLAYS CAPITAL INC.
September 8, 1997 - January 18, 2000
J.P. MORGAN CLEARING CORP.
March 10, 1997 - October 29, 1997
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/14/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
EQUILEND
CRD#: 119107 / SEC#: , 8-53738
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
