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DC

Derrick Cusick

AUTOMATED EQUITY FINANCE MARKETS
NEW YORK, NY 10281
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CRD#: 2807937
DC

Professional summary


Derrick Cusick, who also goes by Derrick Charles Cusick, is a registered financial professional currently at AUTOMATED EQUITY FINANCE MARKETS, INC. located in New York, New York and EQUILEND located in New York, New York.

Derrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Derrick has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

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Question & Answer


Are you a "fiduciary"?
No

Aliases


Derrick Charles Cusick

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Derrick Cusick's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 20, 2021 - Present

AUTOMATED EQUITY FINANCE MARKETS, INC.

Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Office #2: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
BD
CRD#: 147941
NEW YORK, NY
Current

January 20, 2021 - Present

EQUILEND

Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Office #2: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
BD
CRD#: 119107
NEW YORK, NY
Past

March 18, 2019 - October 15, 2019

BOFA SECURITIES, INC.

BD
CRD#: 283942
NEW YORK, NY
Past

May 1, 2009 - October 15, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 14, 2008 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

August 27, 2008 - October 14, 2008

BNP PARIBAS PRIME BROKERAGE, INC.

BD
CRD#: 24962
NEW YORK, NY
Past

June 15, 2005 - October 1, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

November 3, 2000 - June 28, 2005

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

September 8, 1997 - January 18, 2000

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

March 10, 1997 - October 29, 1997

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/31/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 10/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/14/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EQ
EQUILEND
EQUILEND | EQUILEND LLC

CRD#: 119107 / SEC#: , 8-53738

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Mailing Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Phone number
(212) 901-2272
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
EQUILEND GLOBAL HUBCO LLCDIRECT OWNER - INTERMEDIATE PARENT HOLDINGS COMPANY
NIGRELLI, PAUL JOACHIMCHIEF COMPLIANCE OFFICER4572522
NIGRELLI, PAUL JOACHIMCHIEF FINANCIAL OFFICER AND FINOP4572522
NIGRELLI, PAUL JOACHIMCHIEF EXECUTIVE OFFICER4572522
WACHTER, KAZUKOGENERAL COUNSEL7218349

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUILEND

CRD#: 119107New York, NY 10281

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