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German Francisco Rivero-zerpa

CRD# 2807003·Registered 1996 - 2014
Barred: German Francisco Rivero-zerpa was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

German Francisco Rivero-zerpa, who also goes by German Francisco Riverozerpa, was a registered financial advisor. German was a previously registered financial professional and started their career in finance 1996 - 2014. German had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 31 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

German Francisco Riverozerpa

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GRENEL & CO., LLC·CRD# 5346
BD
New York, NY
January 31, 2013 - February 28, 2014
AVANZA CAPITAL MARKETS INC.·CRD# 103941
BD
New York, NY
January 16, 2009 - July 9, 2012
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
May 2, 2006 - December 22, 2008
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
April 30, 2001 - December 31, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 25, 1996 - June 27, 1997

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Current Firm

G&
GRENEL & CO., LLC

GRENEL & CO. | GRENEL & CO., LLC

CRD#: 5346 / SEC#: 8-16016
BD
Terminated by SEC on 06/10/2014

Contact Information

Established

New Jersey since 01/27/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CLARENDON CAPITAL INTERNATIONAL HOLDINGS, INC.OWNER—
BRILLA SECURITIES, LLCINVESTOR—
RIVERO-ZERPA, GERMAN FRANCISCOREGISTERED REP2807003
FELDMAN, RICHARD MARKFINOP2273453
VERA, ESDRAS NMNPRESIDENT AND CCO2022407

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Dec 1996About the Series 31 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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