AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GR

German F. Rivero-zerpa

Some features on this profile are disabled
CRD#: 2807003
GR

Professional summary

German Francisco Rivero-zerpa was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

German is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, German had worked at 5 firms, which includes GRENEL & CO. LLC, AVANZA CAPITAL MARKETS INC., PALI CAPITAL INC., REFCO SECURITIES LLC, MORGAN STANLEY DW INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

German Francisco Riverozerpa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 31, 2013 - February 28, 2014

GRENEL & CO., LLC

BD
CRD#: 5346
NEW YORK, NY
Past

January 16, 2009 - July 9, 2012

AVANZA CAPITAL MARKETS INC.

BD
CRD#: 103941
NEW YORK, NY
Past

May 2, 2006 - December 22, 2008

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

April 30, 2001 - December 31, 2005

REFCO SECURITIES, LLC

BD
CRD#: 14094
NEW YORK, NY
Past

November 25, 1996 - June 27, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/19/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/26/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 12/24/1996
Futures Managed Funds Examination

Current Firm

G&
GRENEL & CO., LLC
GRENEL & CO. | GRENEL & CO., LLC

CRD#: 5346 / SEC#: , 8-16016

BD
Terminated by SEC on 06/10/2014
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 01/27/2011
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CLARENDON CAPITAL INTERNATIONAL HOLDINGS, INC.OWNER
BRILLA SECURITIES, LLCINVESTOR
RIVERO-ZERPA, GERMAN FRANCISCOREGISTERED REP2807003
FELDMAN, RICHARD MARKFINOP2273453
VERA, ESDRAS NMNPRESIDENT AND CCO2022407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRENEL & CO., LLC

CRD#: 5346

TRUST BUT VERIFY

Monitor German Rivero-zerpa

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics