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TP

Troy C. Patton

ARCHER INVESTMENT
INDIANAPOLIS, IN
Some features on this profile are disabled
CRD#: 2806817
TP

Professional summary

Troy Carter Patton is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Indianapolis, Indiana.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Troy has worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ARCHER INVESTMENT CORP-INVESTMENT RELATED, FUND MGR 07/2005 30 HOURS A WEEK ARCHER FINANCIAL ADVISORS - HOLDING COMPANY PATTON & ASSC CPA FIRM CPA 01/2006 10-20 HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Carter Patton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2005 - Present

ARCHER INVESTMENT CORPORATION

RIA
CRD#: 136403
INDIANAPOLIS, IN
Past

August 23, 2007 - December 31, 2007

GENERAL SECURITIES CORP

BD
CRD#: 15062
NORTH KANSAS CITY, MO
Past

May 21, 2007 - December 11, 2008

ARCHER FINANCIAL ADVISORS, INC.

RIA
CRD#: 144147
INDIANAPOLIS, IN
Past

June 6, 2006 - November 21, 2006

WRP INVESTMENTS, INC.

BD
CRD#: 7365
INDIANAPOLIS, IN
Past

January 27, 2006 - June 12, 2006

UNIFIED FINANCIAL SECURITIES, LLC

BD
CRD#: 7868
INDIANAPOLIS, IN
Past

January 9, 2002 - January 9, 2006

FIDUCIAL INVESTMENT ADVISORS, INC.

RIA
CRD#: 44792
GREENFIELD, IN
Past

September 30, 1998 - January 9, 2006

FIDUCIAL INVESTMENT ADVISORS, INC.

BD
CRD#: 44792
GREENFIELD, IN
Past

December 5, 1996 - October 14, 1998

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(9/15/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 11/11/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/31/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/8/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/23/1998
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/1997
General Securities Principal Examination

Current Firm

AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA
Registered Investment Advisory firm - (8/12/2005 Approved)
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Contact information

Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts5,640
AUM (Assets Under Management)$ 900,511,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCHER INVESTMENT CORPORATION

CRD#: 136403Indianapolis, IN

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