EH
Eric S. Hauser
KESTRA ADVISORY SERVICES
Asheville, NC 28803
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CRD#: 2806140
EH
Professional summary
Eric Stanton Hauser is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Asheville, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Asheville, North Carolina.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KB Elliot Financial Advisors Investment Related: Yes Address: 30 Hendersonville Rd., Ste. 2 Asheville NC 28803 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Representative Investment Advisor Representative Independent Insurance Agent Start Date: 8/23/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Registered Representative Sell and service direct mutual funds, variable annuities, fixed indexed annuities and other direct securities. Investment Advisor Representative Sell, service and manage fee-based investment accounts, financial planning and consulting. Independent Insurance Agent Sell and service fixed annuity, life and health insurance, long term care, disability income and medicare insurance.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg. 2, Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 8/23/2017 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investment Advisor Representative Sell, service and manage fee-based investment accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Stanton Hauser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 30 Hendersonville Rd., Ste. 2, Asheville, NC 28803RIA
CRD#: 283330
Asheville, NC
Current
August 23, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 30 Hendersonville Rd. Ste. 2, Asheville, NC 28803BD
CRD#: 42046
Asheville, NC
Past
March 22, 2010 - August 25, 2017
WFG ADVISORS, LP
RIA
CRD#: 125073
ASHEVILLE, NC
Past
March 22, 2010 - August 25, 2017
WFG INVESTMENTS, INC.
BD
CRD#: 22704
ASHEVILLE, NC
Past
September 3, 2002 - March 25, 2010
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
BRENTWOOD, TN
Past
August 27, 1997 - March 25, 2010
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
BRENTWOOD, TN
Past
October 28, 1996 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/23/2017)
RR
Illinois(12/22/2023)
RR
North Carolina(8/23/2017)
IAR
North Carolina(8/23/2017)
RR
South Carolina(8/23/2017)
RR
Tennessee(6/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Asheville, NC 28803TRUST BUT VERIFY
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