Omar S. Seda

WORLD CAPITAL BROKERAGE

Denver, CO 80203

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CRD#: 2806092

Professional summary

Omar Saladin Seda, who also goes by Omar Seda, is a registered financial professional currently at WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Omar is registered as a RR (Registered Representative) and started their career in finance in 1998. Omar has worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Omar Seda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Omar Saladin Seda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2022 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203

CRD#: 37

Denver, CO

Past

October 29, 2021 - June 29, 2022

MONMOUTH CAPITAL MANAGEMENT LLC

CRD#: 290248

POINT PLEASANT BEACH, NJ

Past

October 21, 2019 - November 1, 2021

CHELSEA FINANCIAL SERVICES

CRD#: 47770

Columbia, SC

Past

May 14, 2015 - October 23, 2019

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

Columbia, SC

Past

April 2, 2012 - May 18, 2015

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

June 21, 2010 - May 31, 2012

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

COLUMBIA, SC

Past

March 11, 2010 - May 7, 2010

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

COLUMBIA, SC

Past

August 31, 2005 - April 21, 2010

WALLSTREET*E FINANCIAL SERVICES, INC.

CRD#: 43896

NEW YORK, NY

Past

October 29, 2004 - September 1, 2005

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

September 27, 2002 - November 15, 2004

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

October 24, 2001 - November 22, 2002

SCHNEIDER SECURITIES, INC.

CRD#: 16434

DENVER, CO

Past

October 4, 2001 - October 18, 2001

LH ROSS & COMPANY, INC.

CRD#: 37920

BOCA RATON, FL

Past

May 23, 2001 - November 28, 2001

ALEXANDER, WESCOTT, & CO., INC.

CRD#: 35935

UTICA, NY

Past

January 4, 2001 - April 19, 2001

BISHOP, ROSEN & CO., INC.

CRD#: 1248

NEW YORK, NY

Past

August 19, 1999 - December 31, 2000

BISHOP, ROSEN & CO., INC.

CRD#: 1248

NEW YORK, NY

Past

January 14, 1999 - August 31, 1999

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

November 28, 1998 - December 4, 1998

J. P. GIBBONS & CO., INC.

CRD#: 38850

NEW YORK, NY

Past

July 6, 1998 - November 9, 1998

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/8/2022)

Colorado
(8/8/2022)

Florida
(8/8/2022)

Georgia
(8/24/2022)

New York
(8/6/2022)

North Carolina
(8/3/2022)

South Carolina
(8/3/2022)

Exams

State Security Law Exam

Series 63

Date: 8/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WORLD CAPITAL BROKERAGE, INC.

A.G.F. SPONSORS, INC. | WORLD CAPITAL BROKERAGE, INC. | AMERICAN GROWTH FUND SPONSORS, INC.

CRD#: 37 / SEC#: , 8-6805

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1636 N. Logan Street, Denver, CO 80203

Mailing Address

1636 N. Logan Street, Denver, CO 80203

Phone number

(303) 626-0631

Established

Colorado since 07/18/1958

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AGF HOLDINGS INC.	OWNER
BLUM, PATRICIA ANN	VICE PRESIDENT	4467584
GAUGHAN, MICHAEL LAWRENCE	VICE PRESIDENT, SECRETARY	2915597
TAGGART, TIMOTHY EUGENE	CHIEF FINANCIAL OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, SALES, MARKETING, TRAINING & DIRECTOR	1075525

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Omar S. Seda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Omar Saladin Seda's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONMOUTH CAPITAL MANAGEMENT LLC

CHELSEA FINANCIAL SERVICES

WOODSTOCK FINANCIAL GROUP, INC.

CAPE SECURITIES INC.

SYNERGY INVESTMENT GROUP, LLC

MOMENTUM INDEPENDENT NETWORK INC.

WALLSTREET*E FINANCIAL SERVICES, INC.

NEWBRIDGE SECURITIES CORPORATION

GUNNALLEN FINANCIAL, INC

SCHNEIDER SECURITIES, INC.

LH ROSS & COMPANY, INC.

ALEXANDER, WESCOTT, & CO., INC.

BISHOP, ROSEN & CO., INC.

BISHOP, ROSEN & CO., INC.

LADENBURG CAPITAL MANAGEMENT INC.

J. P. GIBBONS & CO., INC.

PRIME CHARTER LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/1/1998

FINRA

Current Firm

WORLD CAPITAL BROKERAGE, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WORLD CAPITAL BROKERAGE, INC.

TRUST BUT VERIFY

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