EW
Eric S. Weiner
STATE STREET GLOBAL MARKETS
Boston, MA 02114-2016
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CRD#: 2806073
EW
Professional summary
Eric Scott Weiner is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eric Scott Weiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2022 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: One Congress Street, Suite 1, Boston, MA 02114-2016BD
CRD#: 285852
Boston, MA
Past
February 9, 2022 - June 1, 2022
UNITED FIRST PARTNERS LLC
BD
CRD#: 155456
NEW YORK, NY
Past
June 17, 2021 - January 19, 2022
BTIG, LLC
BD
CRD#: 122225
New York, NY
Past
May 1, 2019 - November 25, 2019
FIG PARTNERS, LLC
BD
CRD#: 41554
ATLANTA, GA
Past
November 5, 2013 - May 18, 2021
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
NEW YORK, NY
Past
October 18, 2011 - October 31, 2013
FM PARTNERS HOLDINGS LLC
BD
CRD#: 134736
NEW YORK, NY
Past
November 30, 2010 - September 9, 2011
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Past
June 29, 2009 - November 15, 2010
WORLD-XECUTION STRATEGIES
BD
CRD#: 134645
NEW YORK, NY
Past
April 14, 2008 - May 7, 2009
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
May 14, 1998 - February 4, 2008
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
August 11, 1997 - September 3, 1998
SOUNDVIEW TECHNOLOGY CORPORATION
BD
CRD#: 15425
OLD GREENWICH, CT
Past
June 5, 1997 - August 14, 1997
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/12/2022)
RR
Alaska(7/12/2022)
RR
Arizona(7/12/2022)
RR
Arkansas(7/12/2022)
RR
California(7/12/2022)
RR
Colorado(7/12/2022)
RR
Connecticut(7/12/2022)
RR
Delaware(7/12/2022)
RR
District of Columbia(7/12/2022)
RR
Florida(7/12/2022)
RR
Georgia(7/12/2022)
RR
Hawaii(7/12/2022)
RR
Idaho(7/12/2022)
RR
Illinois(7/12/2022)
RR
Indiana(7/12/2022)
RR
Iowa(7/12/2022)
RR
Kansas(7/12/2022)
RR
Kentucky(7/12/2022)
RR
Louisiana(7/12/2022)
RR
Maine(7/12/2022)
RR
Maryland(7/12/2022)
RR
Massachusetts(7/12/2022)
RR
Michigan(7/12/2022)
RR
Minnesota(7/12/2022)
RR
Mississippi(7/12/2022)
RR
Missouri(7/12/2022)
RR
Montana(7/12/2022)
RR
Nebraska(7/12/2022)
RR
Nevada(7/12/2022)
RR
New Hampshire(7/12/2022)
RR
New Jersey(7/12/2022)
RR
New Mexico(7/12/2022)
RR
New York(7/12/2022)
RR
North Carolina(7/12/2022)
RR
North Dakota(7/12/2022)
RR
Ohio(7/12/2022)
RR
Oklahoma(7/12/2022)
RR
Oregon(7/12/2022)
RR
Pennsylvania(7/12/2022)
RR
Puerto Rico(7/12/2022)
RR
Rhode Island(7/12/2022)
RR
South Carolina(7/12/2022)
RR
South Dakota(7/12/2022)
RR
Tennessee(7/12/2022)
RR
Texas(7/12/2022)
RR
Utah(7/12/2022)
RR
Vermont(7/12/2022)
RR
Virgin Islands(7/12/2022)
RR
Virginia(7/12/2022)
RR
Washington(7/12/2022)
RR
West Virginia(7/12/2022)
RR
Wisconsin(7/12/2022)
RR
Wyoming(7/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/18/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
SS
STATE STREET GLOBAL MARKETS, LLC
STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC
CRD#: 285852 / SEC#: , 8-69862
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Mailing Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Phone number
(617) 664-3619
Established
Delaware since 10/07/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FISCHER, MARTIN ROBERT | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1692872 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852Boston, MA 02114-2016TRUST BUT VERIFY
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