Brian A. Guinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Alan Guinn was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2006 - July 7, 2010
4G FINANCIAL, INC.
December 3, 2004 - November 7, 2006
TEXAS SECURITIES PARTNERS, INC.
January 23, 2004 - December 3, 2004
SALOMON GREY FINANCIAL CORPORATION
August 1, 2002 - September 19, 2003
SALOMON GREY FINANCIAL CORPORATION
August 24, 2001 - October 23, 2001
SCHONFELD SECURITIES, LLC
November 30, 2000 - August 29, 2001
ACCESS SECURITIES, LLC
October 6, 2000 - November 30, 2000
NATIONAL CLEARING CORP.
October 3, 2000 - October 4, 2000
DEUTSCHE IXE, LLC
January 11, 1999 - October 10, 2000
SALOMON GREY FINANCIAL CORPORATION
April 1, 1998 - January 14, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
February 25, 1998 - September 18, 1998
PREMIER CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
4G FINANCIAL, INC.
CRD#: 15904 / SEC#: , 8-33671
Contact information
Documents
Red Flags
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