John Marchisotta

PROCYON

Melville, NY 11747

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CRD#: 2805490

Professional summary

John Marchisotta JR, CFP®, ChFC®, who also goes by John Nmn Marchisotta Jr, John Marchisotta, is a registered financial advisor currently at PROCYON located in Melville, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Nmn Marchisotta Jr | John Marchisotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Trust UWO Carole Mancusi FBO John Mancusi; Investment Related: No; 33 Woodhollow Lane, Fort Salonga, NY. 11768; Nature: Testamentary Trust; Co-Trustee; 12/17/2021; 4 Hours per month; Co-Trustee for the trust created under the Will of Carole Mancusi for the benefit of her son Jack Mancusi. 2) Debra Stern GST & Non GST Trusts; Investment Related: Yes; 33 Woodhollow Lane, Fort Salonga, NY. 11768; Nature: Trust of which I am the Trustee; Trustess; 3/3/2022; 2 Hours per month. 3) Procyon Risk, LLC; Investment Related: No; 225 Broadhollow Road - SUITE 400E, Melville, NY. 11747; Partner; 1/1/2023; 5 Hours per month. 4) Procyon Tax, LLC; Investment Related: No; 225 Broadhollow Road - SUITE 400E, Melville, NY. 11747; Partner; 1/1/2023; 5 Hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marchisotta JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

ChFC^®

Chartered Financial Consultant

Experience

Current

May 24, 2021 - Present

PROCYON

Office #1: 225 Broadhollow Rd Suite 400e, Melville, NY 11747

RIA

CRD#: 288239

Melville, NY

Past

May 24, 2021 - December 31, 2021

PROCYON INSTITUTIONAL PARTNERS, LLC

RIA

CRD#: 288244

Melville, NY

Past

June 16, 2004 - October 18, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

July 7, 2003 - June 17, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

July 3, 2002 - February 20, 2003

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

August 31, 2001 - June 3, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 5, 1997 - September 4, 2001

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/23/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/7/1999

General Securities Principal Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John Marchisotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marchisotta JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCYON INSTITUTIONAL PARTNERS, LLC

PARK AVENUE SECURITIES LLC

WS GRIFFITH SECURITIES, INC.

BNY MELLON SECURITIES CORPORATION

COMMONWEALTH FINANCIAL NETWORK

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/1999

Series 63

Date: 1/23/1997

Series 7

Date: 1/23/1997

Series 24

Date: 9/7/1999

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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