Philip J. Ling
Professional summary
Philip Jason Ling, who also goes by Jason Ling, Philip Jason Ling Mr., is a registered financial professional currently at STONEX FINANCIAL INC. located in Boca Raton, Florida.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1996. Philip has worked at 6 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Jason Ling's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2014 - Present
STONEX FINANCIAL INC.
Office #1: 2600 North Military Trail Suite 100, Boca Raton, FL 33431October 4, 2016 - July 11, 2017
STERNE, AGEE & LEACH, INC.
October 4, 2016 - July 5, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
November 22, 2013 - May 30, 2014
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
May 28, 1997 - January 27, 1998
INVESTORS ST.
November 21, 1996 - May 23, 1997
CROWN FINANCIAL ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Boca Raton, FL 33431TRUST BUT VERIFY
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