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AA

Alexandre W. Artmann

AVENUE SECURITIES LLC
Miami, FL 33133
Some features on this profile are disabled
CRD#: 2804856
AA

Professional summary

Alexandre Waehneldt Artmann, who also goes by Alex Artmann, Alexandre W Artmann, is a registered financial professional currently at AVENUE SECURITIES LLC located in Miami, Florida.

Alexandre is registered as a RR (Registered Representative) and started their career in finance in 1997. Alexandre has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 30, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alex Artmann | Alexandre W Artmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexandre Waehneldt Artmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 19, 2021 - Present

AVENUE SECURITIES LLC

Office #1: 2601 S Bayshore Drive Suite 1100, Miami, FL 33133
BD
CRD#: 292589
Miami, FL
Past

January 25, 2019 - May 1, 2019

INTL FCSTONE CREDIT TRADING LLC

BD
CRD#: 41025
MIAMI, FL
Past

August 9, 2018 - June 18, 2020

STONEX SECURITIES INC.

BD
CRD#: 18456
MIAMI, FL
Past

December 11, 2012 - January 27, 2021

STONEX FINANCIAL INC.

BD
CRD#: 45993
ALPHARETTA, GA
Past

May 24, 2007 - April 1, 2013

TRADEWIRE SECURITIES LLC

BD
CRD#: 142348
CORAL GABLES, FL
Past

September 22, 2003 - October 19, 2004

BULLTICK, LLC

BD
CRD#: 104005
MIAMI, FL
Past

July 21, 1997 - February 11, 2003

PACTUAL CAPITAL CORPORATION

BD
CRD#: 34569
NEW YORK, NY
Past

January 1, 1997 - July 14, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/19/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 5/22/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 2/7/2020
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/15/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 12/9/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/26/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/21/2022
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 30
Date: 4/29/2014
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/1/2007
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/15/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AVENUE SECURITIES LLC
AVENUE SECURITIES LLC

CRD#: 292589 / SEC#: , 8-70079

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2601 S Bayshore Drive Suite 1100, Miami, FL 33133
Mailing Address
2601 S Bayshore Drive Suite 1100, Miami, FL 33133
Phone number
(786) 220-7233
Established
Delaware since 12/05/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENUE HOLDINGS INC.SOLE MEMBER
ARTMANN, ALEXANDRE WAEHNELDTPOO2804856
HOPKINS, THOMAS JOHNFINOP, PFO1835087
LEE, ROBERTO LLOPISCHIEF EXECUTIVE OFFICER6918129
RAMOS, OLGA ENIDCCO2852961

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVENUE SECURITIES LLC

CRD#: 292589Miami, FL 33133

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