RS
Richard T. Seeger
R. SEEGER WEALTH MANAGEMENT, LTD
Lindenhurst, NY 11757
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CRD#: 2804740
RS
Professional summary
Richard T Seeger, CFP®, who also goes by Richard Thomas Seeger, is a registered financial advisor currently at R. SEEGER WEALTH MANAGEMENT, LTD located in Lindenhurst, New York.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Richard has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Thomas Seeger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of outside business: Richard Seeger, no business name, annual Trustee payment of about $30,000; Location of the business: 7 BARBARA CIR MASSAPEQUA NY 11758-3518 United States; Description of the business: I serve as Trustee on several accounts (3-4), within the same family.; Position Title: Trustee; Responsibilities Duties: Assisting with 3-4 individual Trust accounts, paying taxes, maintaining property, coordinating meetings with attorneys, assisting beneficiaries as best I can.; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 7;
CRS (Client Relationship Summary) - RIA
Click below to view Richard T Seeger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
August 9, 2021 - Present
R. SEEGER WEALTH MANAGEMENT, LTD
Office #1: 138 S 1st Street Suite 101, Lindenhurst, NY 11757RIA
CRD#: 152258
Lindenhurst, NY
Past
November 4, 1996 - August 13, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
HUNTINGTON STATION, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
R. SEEGER WEALTH MANAGEMENT, LTD
R. SEEGER WEALTH MANAGEMENT, LLC | R. SEEGER WEALTH MANAGEMENT, LTD
CRD#: 152258 / SEC#: 801-121764
RIA
Registered Investment Advisory firm - (7/15/2021 Approved)New York
Registered Investment Advisory firm - (8/18/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/9/2021)
IAR
Texas(11/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RS
R. SEEGER WEALTH MANAGEMENT, LTD
R. SEEGER WEALTH MANAGEMENT, LLC | R. SEEGER WEALTH MANAGEMENT, LTD
CRD#: 152258 / SEC#: 801-121764
RIA
Registered Investment Advisory firm - (7/15/2021 Approved)New York
Registered Investment Advisory firm - (8/18/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
138 S 1st Street Suite 101, Lindenhurst, NY 11757
Mailing Address
Phone number
(631) 592-9729
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 62,735,255 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/09/2025 | ||
| 12/20/2024 | ||
| 02/01/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
