William M. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Burke JR, who also goes by Bill Burke, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 11 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2020 - September 15, 2023
ODEON CAPITAL GROUP LLC
May 1, 2019 - September 19, 2019
STONEX FINANCIAL INC.
March 1, 2016 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
March 5, 2012 - July 18, 2014
CIBC WORLD MARKETS CORP.
June 21, 2010 - February 29, 2012
SEAPORT GLOBAL SECURITIES LLC
August 16, 2004 - June 11, 2010
RAYMOND JAMES & ASSOCIATES, INC.
April 26, 2004 - August 6, 2004
SG AMERICAS SECURITIES, LLC
February 19, 2002 - April 26, 2004
COWEN AND COMPANY
April 30, 1999 - February 20, 2001
ABN AMRO INCORPORATED
June 11, 1997 - January 22, 1999
DB ALEX. BROWN LLC
November 26, 1996 - June 12, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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