Kristina M. Westura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristina Marie Westura, who also goes by Westura, was a registered financial professional .
Kristina is a previously registered financial professional and started their career in finance in 2000. Kristina had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2014 - December 22, 2020
TELSEY ADVISORY GROUP LLC
November 14, 2013 - May 6, 2014
WELLS FARGO SECURITIES, LLC
March 9, 2009 - October 30, 2013
TELSEY ADVISORY GROUP LLC
August 1, 2007 - March 29, 2011
TELSEY HOLDINGS LLC
April 4, 2007 - December 4, 2008
PULSE TRADING, INC.
June 26, 2006 - November 21, 2006
TELSEY HOLDINGS LLC
August 16, 2000 - April 6, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
