Todd M. Dudonis

PRIVATE CLIENT ASSET MANAGEMENT

MASSAPEQUA, NY 11758

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CRD#: 2804497

Professional summary

Todd Matthew Dudonis, CFP® is a registered financial advisor currently at PRIVATE CLIENT ASSET MANAGEMENT, INC. located in Massapequa, New York and OSAIC WEALTH, INC. located in Massapequa, New York.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Todd has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE SALES ARE NON-SECURITIES-RELATED AND STARTED IN MAY 2009. INSURANCE FIXED & LIFE DEVOTES 5 HRS PER MONTH; 5 HRS DURING MARKET HRS. 2. TAX PREPARATION IS NON-SECURITIES-RELATED AND STARTED IN JAN 2010. TAX PREPARER DEVOTES 10 HRS PER MONTH; ZERO HRS DURING MARKET HRS. 11/18/11 3. PCAM POSITION: CFP NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2009 ADDRESS: 4190 SUNRISE HWY MASSAPEQUA NY 11758 DESCRIPTION: I prepare personal and Trust tax returns.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Matthew Dudonis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

June 12, 2015 - Present

PRIVATE CLIENT ASSET MANAGEMENT, INC.

Office #1: 4190 Sunrise Highway, Massapequa, NY 11758

RIA

CRD#: 147052

MASSAPEQUA, NY

Current

October 11, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4190 Sunrise Hwy, Massapequa, NY 11758

RIA

CRD#: 23131

Massapequa, NY

Past

March 18, 2011 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Massapequa, NY

Past

January 6, 2009 - February 7, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

GARDEN CITY, NY

Past

March 28, 2008 - November 3, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GARDEN CITY, NY

Past

March 28, 2008 - November 3, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GARDEN CITY, NY

Past

April 18, 2000 - April 3, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ROSLYN, NY

Past

December 18, 1998 - March 8, 2000

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

February 18, 1998 - November 9, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 25, 1996 - June 4, 1997

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

October 10, 1996 - November 11, 1996

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE CLIENT ASSET MANAGEMENT, INC.

CRD#: 147052 / SEC#: 801-74655

RIA

Registered Investment Advisory firm - (4/5/2012 Approved)

Florida

Registered Investment Advisory firm - (11/30/2015 Terminated)

New York

Registered Investment Advisory firm - (11/30/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2024)

Connecticut
(10/11/2024)

District of Columbia
(10/11/2024)

IAR

Florida
(6/12/2015)

Florida
(10/11/2024)

Kentucky
(10/11/2024)

Maryland
(10/11/2024)

Nevada
(10/11/2024)

New Jersey
(10/11/2024)

IAR

New York
(2/9/2021)

New York
(10/11/2024)

North Carolina
(10/11/2024)

Pennsylvania
(10/11/2024)

South Carolina
(10/11/2024)

IAR

Texas
(12/22/2016)

Texas
(10/11/2024)

Virginia
(10/11/2024)

West Virginia
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PRIVATE CLIENT ASSET MANAGEMENT, INC.

CRD#: 147052 / SEC#: 801-74655

RIA

Registered Investment Advisory firm - (4/5/2012 Approved)

Florida

Registered Investment Advisory firm - (11/30/2015 Terminated)

New York

Registered Investment Advisory firm - (11/30/2015 Terminated)

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Contact information

Main Address

4190 Sunrise Highway, Massapequa, NY 11758

Mailing Address

Phone number

(516) 280-4622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/3/2025)

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 162,089,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd M. Dudonis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Matthew Dudonis's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

BNY MELLON SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

LADENBURG CAPITAL MANAGEMENT INC.

ROYCE INVESTMENT GROUP, INC.

Primary Firm SEC Registration

PRIVATE CLIENT ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2006

Series 63

Date: 10/16/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/9/1996

FINRA

Current Firm

PRIVATE CLIENT ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE CLIENT ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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