DS
David C. Shepherd
TRUIST ADVISORY SERVICES
WINTER PARK, FL 32789
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CRD#: 2804422
DS
Professional summary
David Charles Shepherd, CIMA®, who also goes by David C Shepard, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winter Park, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David C Shepard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAVID SHEPHERD SOLE PROPRIETOR POSITION: owner NATURE: I owna rental property located at 2009 Rexford Rdin Montgomery, AL that are managed by an unaffiliatedproperty manager so I have minimal involvement other than collecting a monthly rent check provided by the property manager. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: , Montgomery AL , United States DESCRIPTION: My duties for the rental propertyis minimal. I collect and deposit a rental check each month mailed to me by the property management company. My only other duties are authorizing needed repairs as requested by the property management company. DAVID SHEPHERD SOLE PROPRIETOR POSITION: owner NATURE: I own a rental property located at3137 Texas Stin Montgomery, AL that are managed by an unaffiliated property manager so I have minimal involvement other than collecting a monthly rent check provided by the property manager. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: , Montgomery AL , United States DESCRIPTION: My duties for the rental property is minimal. I collect and deposit a rental check each month mailed to me by the property management company. My only other duties are authorizing needed repairs as requested by the property management company.
CRS (Client Relationship Summary) - RIA
Click below to view David Charles Shepherd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 26, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 400 S. Park Avenue Suite 200, Winter Park, FL 32789RIA
CRD#: 283390
WINTER PARK, FL
Past
February 7, 2001 - January 12, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MONTGOMERY, AL
Past
January 5, 2001 - January 12, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
November 7, 1996 - January 31, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/26/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Winter Park, FL 32789TRUST BUT VERIFY
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