Daniel Scott Short
Professional Summary
Daniel Scott Short, who also goes by Scott Short, is a registered financial advisor currently at DIRECTIONAL ASSET MANAGEMENT, LLC located in Arlington Heights, Illinois. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Short
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
DIRECTIONAL ASSET MANAGEMENT LLC | DIRECTIONAL ASSET MANAGEMENT, LLC
Contact Information
Main Address
171 W Wing St #206, Arlington Heights, IL 60005Phone Number
(847) 749-2312# of Employees
1SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
95AUM (Assets Under Management)
$136,932,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DIRECTIONAL ASSET MANAGEMENT LLC | DIRECTIONAL ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(2/9/2010)
(10/24/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2003About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Scott Short's CRS (Customer Relationship Summary).
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