Edward M. Wolfe
Professional summary
Edward Mark Wolfe is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1997. Edward has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 16, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Mark Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2010 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017September 24, 1999 - April 16, 2008
J.P. MORGAN SECURITIES LLC
March 6, 1997 - September 1, 1998
SCHRODER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2010)
(9/27/2010)
(8/27/2010)
(9/27/2010)
(9/27/2010)
(9/27/2010)
(9/27/2010)
(6/14/2010)
(9/28/2010)
(9/27/2010)
(9/27/2010)
(9/27/2010)
(9/13/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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