Carole W. Hendrix

OPUS FINANCIAL ADVISORS

STATESVILLE, NC 28677

Some features on this profile are disabled

CRD#: 2804290

Professional summary

Carole Wells Hendrix, CFP®, who also goes by Carole Beverly Wells, is a registered financial advisor currently at OPUS FINANCIAL ADVISORS, INC. located in Statesville, North Carolina.

Carole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Carole has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Divorce Planning

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

Education Planning

Are you a "fiduciary"?

Yes

Aliases

Carole Beverly Wells

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OPUS FINANCIAL ADVISORS, INC. POSITION: registered Rep NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 01/01/1996 ADDRESS: PO Box 312, Statesville NC 28687, United States DESCRIPTION: Investment Advisory services, money management and financial planning. 2) CAROLE HENDRIX POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1997 ADDRESS: PO Box 312, Statesville NC 28687, United States DESCRIPTION: Sell insurance, annuities but only through FSC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carole Wells Hendrix's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

December 31, 2001 - Present

OPUS FINANCIAL ADVISORS, INC.

Office #1: 126 East Water St., Statesville, NC 28677

RIA

CRD#: 118742

STATESVILLE, NC

Past

November 3, 2023 - November 5, 2025

OSAIC WEALTH, INC.

CRD#: 23131

STATESVILLE, NC

Past

October 16, 1996 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

STATESVILLE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/31/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/1996

General Securities Representative Examination

Current Firm

OPUS FINANCIAL ADVISORS, INC.

JTS FINANCIAL ASSOCIATES, INC. | OPUS FINANCIAL ADVISORS, INC. | OPUS FINANCIAL ADVISORS

CRD#: 118742 / SEC#:

North Carolina

Registered Investment Advisory firm - (12/31/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

126 E. Water Street, Statesville, NC 28677-5228

Mailing Address

P.o. Box 312, Statesville, NC 28687-0312

Phone number

(704) 872-7671

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 61,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Michael Conlon

WEALTH ADVISORS GROUP, LLC

IAR

Coralville, IA

Kermit Cottrell

STATE FARM VP MANAGEMENT CORP.

Dunwoody, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carole W. Hendrix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carole Wells Hendrix's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPUS FINANCIAL ADVISORS, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/1998

Series 63

Date: 10/18/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/11/1996

Current Firm

OPUS FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OPUS FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors